- Posts by Alaina Zecchini
ParalegalAlaina Zecchini is a paralegal in the Vancouver office of Lawson Lundell LLP. She joined the firm in 2015 and has over 20 years of experience working in corporate finance and securities.
Alaina assist a broad range of clients including ...
Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”) and the new requirements under Client Focused Reforms (“CFRs”)
The Canadian Securities Administrators (“CSA”) have amended NI 31-103 to introduce new registrant conduct requirements, with the stated objective of better ...
On August 15, 2018, the Canadian Securities Administrators (CSA) announced in CSA Notice 32-302 the pending revocation of:
- the Northwestern Exemption in all participating jurisdictions other than Alberta and Saskatchewan; and
- BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities (BCI 32-517).
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